Incentive Program for Researchers Policy
100.00 Introduction
The MSU Incentive Program for Researchers has been developed to enhance sponsored research and scholarly activities. The program provides incentives for faculty to secure externally funded research grants and contracts and is in addition to and complements existing academic Year (AY) and Fiscal Year (FY) faculty.
101.00 Purpose
- The purpose of the program is to encourage faculty to secure externally funded research, scholarship and grants/contracts projects, and reward those who successfully secure extramural funds.
- The incentive payment is intended as a monthly supplement to the recipient’s regular base salary (Institutional Base Salary or IBS). The payment is not part of the IBS [Insert link] for any purpose. The incentive payment is subject to the applicable federal and state taxes and FICA withholdings. The incentive payment does not affect a recipient’s eligibility for merit or other salary increases.
- The expected outcomes of this program include:
- Increased number of extramural funding proposal submissions
- Improved success rate for extramural funding awardsImproved recruitment and retention of research‐active faculty
- Increased generation of institutional facility and administrative (F&A) cost recovery
- Increased compensation for participating employees
102.00 Participation in the Program
Participation in the program requires eligible faculty to charge a portion of his/her Institutional Base Salary (IBS)and fringe benefits to a grants/contracts award. The faculty member will draw salary from the grant/contract proportionate to his/her effort devoted to the project, thereby creating funds for this incentive program due to the salary savings to the institutional budget.
- Incentive payments are contingent upon the faculty member meeting the eligibility requirements and complying with the terms and conditions of the Program as well as the terms and conditions and reporting requirements of the grants/contracts award. The payment will be subject to all normal withholding for taxes and benefits.
- Incentive payments may not be paid from federal, state or private grants/contracts directly. Incentive payments will be paid from institutional accounts. The source of funds in these accounts will normally be funds recovered from charging a portion of the faculty member’s salary to grant/contract funds. The payment may not be made by offsetting salary from one grant/contract fund/index to another grant/contract fund/index.
- Under normal circumstances, a faculty member’s effort charged to a grant/contract will be attributed to the research portion of the faculty member’s workload. For pre-approved cases where the faculty member has already fulfilled the effort related to research portion of his/her workload, incentive payments from recovered salary will occur only after the amount of funds necessary to acquire the services needed to fulfill the teaching, advising and other responsibilities of the faculty member carrying out the grant/contract funded research has been determined and set aside for such purposes.
103.00 Program Terms and Conditions
- All tenured and tenure-track faculty members, except those currently on University Sponsored Research Appointments (USRA), are eligible for the The program is in addition to and complements existing summersalarypolicies andproceduresfor AY and FY faculty.
- To be approved, eligible faculty members must have:
- received at least “meets expectations” in their most recent annual review in all assigned duties; and
- demonstrated proper fiscal and administrative management of all grants/contracts for
which he/she is/was principal investigator, including: compliance with all relevant
institutional, state, and federal research-related policies; and completion of time
and effort reports in a timely and accurate manner, as determined by the their
department head/director and MSU Office of Sponsored Programs.
The program will be implemented in compliance with all applicable federal regulations and policies of MSU.
- The incentive program does not apply to external funds obtained from gifts, testing services, or fees for services.
- Administrative personnel at the rank of Dean or above, as well as the Director of the Montana Agricultural Experiment Station and the Director of the Montana Extension Service, are eligible for incentive compensation under this program only with the prior written approval of the Provost and the President.
- All incentive payments under the program shall be subject to the availability of financial resources for the program and to any appliable state or federal laws, regulations or policies.
104.00 Procedures
- Include salary/benefits in the grant/contract budget submitted to the external sponsor as approved by the Office of Sponsored Programs. On the ePCF, mark “Yes” on the “will be included in the IPR.”
- After a grant proposal has been successfully awarded, the faculty member and department head, dean or director will process an EPAF to charge the correct proportion of salary to the appropriate grant or contract. The incentive payment will be contingent upon completion of the approval process, which includes approvals by the faculty member’s Department Head/Director (if applicable), Dean, Provost and VPR based on the eligibility guidelines.
- The first obligation on recovered salary is the payment of any costs incurred to provide services a faculty member will not be providing because of the responsibilities to the grant/contract research/scholarly activities. Only after these obligations have been fully and completely accounted for shall the net recovered salary be available to fund an incentive payment. For the purposes of this incentive program, a buyout of teaching will not normally be approved unless the faculty member has exceeded his/her research percentage assignment.
- To request an incentive payment for the academic year, the faculty member and his/her department head/director will need to initiate an Intent to Participate in the Incentive Program for Researchers (IPR), routed through the appropriate offices as listed on the form.
- The total incentive payment (IPR) plus any additional compensation received shall not exceed 25% of the employee’s Institutional Base Salary (IBS) for the academic year in which the incentive payment is earned.
105.00 ProgramTermination.
The Incentive Program for Researchers may be terminated at any time by the President of Montana State University.
106.00 USRA Appointment Discontinued
This program replaces the USRA program for faculty and the USRA appointment is hereby discontinued and shall have no further applicability, except as provided herein. Faculty members on USRA appointments for FY 2012-2013 shall continue on USRA appointment until they terminate their employment or voluntarily choose to discontinue their USRA appointment. The USRA appointment must be approved annually by the Provost and VPR. These USRA appointees are not eligible for the Incentive Program for Researchers unless they discontinue their USRA appointment.